The experience and qualifications of the personnel constitute one of the most important elements of any successful brokerage operation. It is made even more important by the increasingly demanding regulatory authorities’ supervision of forex brokerage business, where authorities may refuse the new licensing or even suspend an existing forex brokerage license, if the minimum adequacy and experience requirements of the personnel are not met.
Therefore, knowledge of the regulatory requirements for personnel and to be updated continuously in regards to any changes of the relevant legislation is vital to start-up or already regulated forex brokerage businesses. It is also very important to be able to locate and select qualified individuals, who would constitute the minimum required key personnel of your Forex business.
Kaith Consultants can assist you with both forex brokerage staff regulatory advisory services and assist you in locating, interviewing and employing qualified personnel
Below are some of jurisdictions we can offer this service
- Hong Kong
- Cayman Islands